Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wright King is a financial advisor with over 20 years of experience in the financial services industry. William King is currently registered with Wells Fargo Clearing Services, LLC. Previously, William King was registered with Citigroup Global Markets Inc., CitiCorp Investment Services, Cal Fed Investments and Scudder Distributors, Inc. William King holds the Series 6, 7, 63 and 65 licenses. William King is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2016 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
05/29/2007 - 10/07/2016
CITIGROUP GLOBAL MARKETS INC. (SAN LEANDRO CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN LEANDRO CA)
CA
03/15/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IL
05/03/2000 - 10/08/2001
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 10/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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