Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Word Huthnance is a registered representative with UBS Financial Services Inc. William has been in the financial services industry since October 2001. William has licenses for Series 66, Series 7 and SIE. William has been with UBS Financial Services Inc. since November 2015. Prior to that, William was with CREDIT SUISSE SECURITIES (USA) LLC from January 2009 to December 2015. William has been registered in 27 states for brokerage services and 1 state for investment advisory services. William specializes in providing financial advice to individuals, corporations, charitable organizations, pension and profit sharing plans, high net worth individuals and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/16/2015 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
01/14/2009 - 12/15/2015
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
10/09/2001 - 01/20/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
BOTH
Issued 10/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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