Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Woolfolk Nelson is a financial advisor with over 20 years of experience in the industry. He is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc. William is a licensed securities professional, holding a Series 7, Series 6, Series 63, Series 66, Series 24 and Series 99TO license, as well as a SIE. William has also held previous positions at 1st Global Capital Corp. and Nationwide Securities, Inc. William specializes in providing financial planning and investment advice to individuals and families, charitable organizations, and corporations. He has a strong track record of helping clients achieve their financial goals, and he is committed to providing personalized service and expert guidance. William is also a Director for Dallas CASA, a non-profit organization that protects children and helps victims of abuse and neglect.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
06/30/2006 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/14/2004 - 07/05/2006
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
OH
08/07/2002 - 01/14/2004
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
BOTH
Issued 02/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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