Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harrington is a securities professional with over 18 years of experience in the financial industry. William has been registered with FINRA since 2004 and holds Series 7 and Series 63 licenses. William is currently employed by Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, William was employed by Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc. and Oppenheimer & Co. Inc. William is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and is currently registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/09/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/23/2019 - 10/06/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/17/2017 - 05/20/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/30/2012 - 09/25/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/25/2004 - 04/04/2012
WALL STREET ACCESS (NEW YORK NY)
BC
Issued 01/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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