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William Winandy

Charles Schwab & CO., Inc.

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About William Winandy

William Winandy is a financial advisor with Charles Schwab & CO., Inc. William has been in the financial industry since 2007 and has experience working at a number of firms including UNIONBANC INVESTMENT SERVICES, LLC, WELLS FARGO ADVISORS, LLC and AXA ADVISORS, LLC. William has a strong track record of success in the financial industry and is committed to helping clients achieve their financial goals.

Firm Information

William Winandy is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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William Winandy’s Registration & Firm History

AZ

02/27/2024 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

CA

12/14/2015 - 09/18/2017

UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)

CA

10/20/2011 - 10/30/2015

WELLS FARGO ADVISORS, LLC (OCEANSIDE CA)

AZ

03/03/2011 - 04/13/2011

AXA ADVISORS, LLC (SCOTTSDALE AZ)

AZ

06/01/2007 - 10/21/2009

WELLS FARGO INVESTMENTS, LLC (CHANDLER AZ)

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Licenses & Designations

BC

Issued 04/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/10/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/07/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Winandy.
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