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William Whitney Sprague

Capstone Partners

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About William Whitney Sprague

William Sprague is a financial advisor with Capstone Partners. William has been in the financial services industry since 1991. He is a registered representative of the firm and holds the Series 7, 24, 63, 79, and SIE licenses. William has previously worked with several other firms including HEADWATERS BD, LLC, SOURCE CAPITAL GROUP, INC., GRUPPO, LEVEY & CO., MADISON WILLIAMS AND COMPANY, SMH CAPITAL INC., CREST EVERGREEN SECURITIES, INC., SMITH BARNEY INC., and KIDDER, PEABODY & CO. INCORPORATED.

Firm Information

William Sprague is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Sprague’s Registration & Firm History

MA

05/15/2018 - Present

Capstone Partners (BOSTON MA)

CO

05/11/2015 - 11/14/2018

HEADWATERS BD, LLC (DENVER CO)

NY

03/07/2012 - 12/31/2015

SOURCE CAPITAL GROUP, INC. (NEW YORK NY)

NY

11/15/2011 - 03/05/2012

GRUPPO, LEVEY & CO. (NEW YORK NY)

NY

12/01/2009 - 09/30/2011

MADISON WILLIAMS AND COMPANY (NEW YORK NY)

NY

05/27/2004 - 12/16/2009

SMH CAPITAL INC. (NEW YORK NY)

NY

09/09/2003 - 08/30/2004

CREST EVERGREEN SECURITIES, INC. (NEW YORK NY)

NY

03/31/1998 - 08/06/2002

CREST EVERGREEN SECURITIES, INC. (NEW YORK NY)

NY

04/24/1989 - 03/12/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

12/22/1987 - 03/10/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Whitney Sprague.
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