Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam West Thompson is a financial advisor with over 20 years of experience in the financial services industry. William is a Certified Financial Planner™ professional, and he is registered to offer investment advice in several states. William is currently employed with LPL Financial LLC, where he has been since August 2021. Prior to joining LPL Financial, William worked for Cetera Advisor Networks, Wells Fargo Clearing Services, LLC, and Merrill Lynch. William focuses on providing financial advice to individuals, families, businesses, and non-profits. He specializes in retirement planning, investment management, and insurance planning. William is committed to helping his clients achieve their financial goals and live their best lives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/26/2021 - Present
LPL Financial LLC (ROANOKE VA)
VA
11/12/2019 - 08/27/2021
CETERA ADVISOR NETWORKS LLC (ROANOKE VA)
VA
09/26/2008 - 11/18/2019
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
VA
03/05/2004 - 09/29/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROANOKE VA)
NJ
09/10/1999 - 04/02/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/11/1997 - 10/15/1999
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Thompson is the right advisor for you? Invested Better is here to help.
