Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wesley Wong is an active broker-dealer with BGC Financial, LP. William has been in the industry since August 28, 1992 and has worked with numerous firms throughout his career. William has a Series 7 and Series 63 registration, and he has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/03/2005 - Present
BGC Financial, LP (SHREWSBURY NJ)
NY
10/06/2004 - 05/03/2006
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
09/29/2004 - 10/01/2004
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/03/2002 - 09/14/2004
MAXCOR FINANCIAL INC. (NEW YORK NY)
NJ
01/09/2001 - 02/08/2002
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NJ
05/19/1993 - 11/21/2000
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
03/04/1992 - 06/01/1993
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
01/14/1992 - 01/15/1992
RMJ SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure William Wong is the right advisor for you? Invested Better is here to help.
