Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wesley Seabaugh is a registered representative with Capstone Partners. William has been in the industry since 2017 and holds the Series 63, Series 7TO, SIE and Series 79 licenses. William has previously worked at J.P. Morgan Securities LLC, RABO SECURITIES USA, INC., and BNP PARIBAS SECURITIES CORP. He is currently registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/22/2023 - Present
Capstone Partners (New York NY)
NY
06/23/2021 - 03/26/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/02/2018 - 06/07/2021
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
07/26/2017 - 02/28/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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