Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Neighbors is a financial advisor with over 30 years of experience in the industry. William is currently registered with Private Advisor Group, LLC. William also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc.. William holds Series 3, 7, 63, and 65 licenses and has earned the SIE designation. William specializes in financial planning, pension consulting, and portfolio management. William is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/14/2012 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
AL
04/11/2003 - 07/25/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTSVILLE AL)
NY
08/25/1989 - 05/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/02/1988 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 11/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Neighbors is the right advisor for you? Invested Better is here to help.
