Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wachtel is an investment advisor representative at Seelaus Asset Management, LLC. William has over 30 years of experience in the financial services industry. William is registered to provide investment advice in California, New Jersey, New York and Pennsylvania. William is also a registered investment advisor representative with the state of New Jersey. William specializes in providing investment advice to high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. William provides financial planning, portfolio management, and other investment advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
04/04/2019 - Present
Seelaus Asset Management, LLC (Chatham NJ)
NJ
03/02/2016 - 04/10/2017
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NJ
04/15/2014 - 10/09/2015
PARK AVENUE SECURITIES LLC (ROSELAND NJ)
NJ
01/03/2011 - 06/20/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
01/07/2009 - 01/03/2011
KNIGHT LIBERTAS LLC (JERSEY CITY NJ)
NY
05/31/2006 - 01/30/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/01/1998 - 05/30/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/04/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/25/1994 - 05/01/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
01/27/1987 - 04/13/1994
DILLON, READ & CO. INC. (STAMFORD CT)
NA
10/22/1986 - 02/02/1987
CS FIRST BOSTON CORPORATION
IA
Issued 03/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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