Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wells Van Pelt is a financial advisor with over 50 years of experience in the industry. William Wells Van Pelt is currently registered with A.g.p. / Alliance Global Partners in Holmdel, NJ. Previously, William Wells Van Pelt was registered with Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Moors & Cabot Financial Advisors, LLC, Moors & Cabot, Inc., UBS PaineWebber Inc., J.C. Bradford & Co., PaineWebber Incorporated and Smith Barney Inc. William Wells Van Pelt offers financial planning, selection of other advisors, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NJ
08/02/2023 - Present
A.g.p. / Alliance Global Partners (Holmdel NJ)
NC
01/20/2012 - 08/31/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
01/01/2008 - 01/23/2012
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
06/19/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
NC
07/15/2005 - 06/16/2006
MOORS & CABOT FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NC
02/21/2003 - 06/16/2006
MOORS & CABOT, INC. (CHARLOTTE NC)
NJ
08/11/2000 - 02/13/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/23/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
07/06/1995 - 07/28/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/15/1977 - 07/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
05/05/1975 - 06/14/1977
REYNOLDS SECURITIES, INC.
NA
11/14/1972 - 05/11/1975
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 11/10/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure William Van pelt is the right advisor for you? Invested Better is here to help.
