Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wellborn Shaw is a financial advisor with over 20 years of experience in the industry. William is currently registered with Charles Schwab & CO., Inc. in Birmingham, Alabama and has been with the firm since 2022. Before joining Charles Schwab & CO., Inc. William was with TD AMERITRADE, INC. William specializes in providing financial planning and selection of other advisors to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AL
01/26/2022 - Present
Charles Schwab & CO., Inc. (Birmingham AL)
AL
01/26/2005 - 05/19/2024
TD AMERITRADE, INC. (BIRMINGHAM AL)
NY
01/01/2004 - 10/27/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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