Unclaimed
William Watts is a financial advisor with Brown, Gibbons, Lang & Co. Securities, LLC. William has been in the industry since 2015 and holds multiple licenses including Series 63, Series 24, SIE, Series 50, and Series 79. William is registered with FINRA and the state of California. Prior to joining Brown, Gibbons, Lang & Co. Securities, LLC William was employed by FIFTH THIRD SECURITIES, INC., H2C SECURITIES INC., and CITIGROUP GLOBAL MARKETS INC. William specializes in a wide range of financial products and services and can assist you in making informed investment decisions to help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/17/2024 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (Los Angeles CA)
CA
03/29/2024 - 07/01/2024
FIFTH THIRD SECURITIES, INC. (San Diego CA)
CA
03/16/2017 - 04/01/2024
H2C SECURITIES INC. (SAN DIEGO CA)
NY
08/03/2015 - 03/10/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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