Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Watson Gauldin is a financial advisor currently associated with Equitable Advisors, LLC in the SOUTHPORT, NC branch. William has a background in finance and has worked in several industries. William has been in the industry since January 2022 and holds Series 7TO, Series 63, and Series 65 licenses. William is registered with the state of Florida, North Carolina, and Virginia, and also has a Series 7TO license. William offers a range of financial planning and advisory services. William has worked with a wide range of clients, including individuals, high-net-worth individuals, corporations, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
08/23/2023 - Present
Equitable Advisors, LLC (SOUTHPORT NC)
RI
08/10/2022 - 03/07/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NC
09/14/2021 - 06/10/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 06/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure William Gauldin is the right advisor for you? Invested Better is here to help.
