Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Waters is a financial professional with over 2 years of experience in the industry. William is registered with Goldman Sachs & Co. LLC and holds Series 63, 79TO, and SIE licenses. William's professional experience is in Investment Banking and has a wide range of financial product specializations, including Fixed Income, Mutual Funds, Options, Variable Annuities, and more. William works with clients of all types including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
TX
02/07/2020 - Present
Goldman Sachs & Co. LLC (Dallas TX)
BC
Issued 01/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure William Waters is the right advisor for you? Invested Better is here to help.
