Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Warner Lee is an investment advisor representative with Kovitz Investment Group Partners, LLC, a registered investment advisor with the Securities and Exchange Commission (SEC). William has been in the industry for over 30 years, working at various firms like Lehman Brothers Inc. and Citigroup Global Markets Inc. William has a broad range of experience and holds various licenses, including Series 3, 4, 5, 7, 12, 24, 53, 63, 65, and 66. William specializes in providing investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. He also offers financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Credit, cash and insurance solutions, family office services, corporate executive services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev share w/affiliate frs and eligible credit & cash mgmt soluti
1
2
IL
01/04/2016 - Present
Kovitz Investment Group Partners, LLC (CHICAGO IL)
IL
01/04/2021 - 03/15/2021
FORESIDE FINANCIAL SERVICES, LLC (Chicago IL)
IL
03/19/2012 - 11/13/2020
KOVITZ SECURITIES, LLC (CHICAGO IL)
IL
06/01/2009 - 12/22/2009
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROCKFORD IL)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/13/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 07/16/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 04/19/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 04/19/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1991
Series 5 - Interest Rate Options Examination
BC
Issued 06/15/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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