Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Warner is a broker and investment advisor representative with a focus on securities. William is currently registered with Franklin Distributors, LLC and has been in the industry since July 2014. William is licensed to conduct business in 53 states and the District of Columbia. William has a Series 7, Series 31, and Series 66 license. William has prior experience working for LAZARD ASSET MANAGEMENT SECURITIES LLC and RAYMOND JAMES & ASSOCIATES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/26/2022 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
08/22/2019 - 05/20/2022
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
FL
06/02/2014 - 07/26/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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