Unclaimed
William Walter Walsh is a financial professional with over 38 years of experience in the industry. William Walter Walsh is currently registered with Hennion & Walsh, Inc., a firm he joined in 1990. Prior to that, William Walter Walsh was registered with Municipal Investors Service, Inc. in Newark, NJ from 1983 to 1990. William Walter Walsh is licensed in 47 states and holds the Series 7, 24, 52, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/25/1990 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
NJ
09/07/1983 - 01/02/1990
MUNICIPAL INVESTORS SERVICE, INC. (NEWARK NJ)
BC
Issued 02/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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