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William Walter Walsh

Hennion & Walsh, Inc.

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About William Walter Walsh

William Walter Walsh is a financial professional with over 38 years of experience in the industry. William Walter Walsh is currently registered with Hennion & Walsh, Inc., a firm he joined in 1990. Prior to that, William Walter Walsh was registered with Municipal Investors Service, Inc. in Newark, NJ from 1983 to 1990. William Walter Walsh is licensed in 47 states and holds the Series 7, 24, 52, 63 and SIE licenses.

Firm Information

William Walsh is currently registered with Hennion & Walsh, Inc.. Hennion & Walsh, Inc. is a Corporation formed on October 24, 1989. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Walsh’s Registration & Firm History

NJ

01/25/1990 - Present

Hennion & Walsh, Inc. (PARSIPPANY NJ)

NJ

09/07/1983 - 01/02/1990

MUNICIPAL INVESTORS SERVICE, INC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/21/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

BC

Issued 09/06/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for William Walter Walsh. Review regulatory record here.
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