Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Walsh Smith is a financial advisor with Alliancebernstein Investments, Inc., based in Nashville, TN. William has been in the financial services industry since 2014, and holds Series 7, Series 63, and SIE licenses. William has worked at Sanford C. Bernstein & Co., LLC and UBS Securities LLC in the past. William is registered with FINRA and is licensed to provide investment advice in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
03/19/2015 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NY
08/14/2014 - 04/22/2015
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
08/02/2012 - 11/23/2012
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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