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William Waller Morton

Rainmaker Securities, LLC

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About William Waller Morton

William Morton is a registered representative with Rainmaker Securities, LLC. William holds Series 7TO, SIE, and Series 63 licenses. William is registered in California and New York. William joined Rainmaker Securities, LLC on July 28, 2020.

Firm Information

William Morton is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Morton’s Registration & Firm History

FL

07/28/2020 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

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Licenses & Designations

BC

Issued 09/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Waller Morton.
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