Unclaimed
William Morton is a registered representative with Rainmaker Securities, LLC. William holds Series 7TO, SIE, and Series 63 licenses. William is registered in California and New York. William joined Rainmaker Securities, LLC on July 28, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/28/2020 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
BC
Issued 09/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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