Unclaimed
William Wallam Sum is a registered representative with Nylife Securities LLC in Sugarland, Texas. William has been in the financial services industry since December 11, 2017. William holds the Series 6, Series 63, and SIE licenses. William is registered in Texas and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/12/2017 - Present
Nylife Securities LLC (SUGARLAND TX)
BC
Issued 06/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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