Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Waeckerle is a financial advisor at Wells Fargo Clearing Services, LLC, a well-established firm with a broad range of financial services. William has been in the industry since 2008, bringing a wealth of experience to his clients. He is registered with FINRA as a Registered Representative and holds a Series 7, Series 9, Series 10, Series 24, Series 27, Series 66, and Series 99TO licenses. William provides a comprehensive range of financial services, including investment consulting, financial planning, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/06/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/06/2008 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. LOUIS MO)
BOTH
Issued 02/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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