Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wadsworth Young is a financial advisor with Stifel, Nicolaus & Company, Inc. William has been working in the financial services industry since March 1998. William is registered with 52 states and the District of Columbia. William specializes in portfolio management, financial planning and pension consulting. William has extensive experience in providing financial advice to high-net-worth individuals, corporations, and institutions. William is also a registered investment advisor representative. William has been a registered principal with Stifel, Nicolaus & Company, Inc. since December 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/03/2021 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
04/10/2018 - 08/25/2020
RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)
MA
03/06/2007 - 04/17/2018
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
04/29/2002 - 03/15/2007
RYAN BECK & CO. (WELLESLEY HILLS MA)
NY
03/23/2001 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
12/23/1996 - 03/29/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Young is the right advisor for you? Invested Better is here to help.
