Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thompson is a registered representative with Lazard Freres & Co. LLC in New York, NY. William has been in the industry since August 26, 2019. Prior to joining Lazard Freres & Co. LLC, William worked at HSBC Securities (USA) Inc. and PricewaterhouseCoopers Corporate Finance LLC. William holds the Series 79TO, Series 7TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/27/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/25/2021 - 10/03/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
08/14/2019 - 10/11/2021
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (NEW YORK NY)
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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