Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam W. Peng is a registered investment advisor representative with Capital Markets IQ, LLC. William has a long history in the financial industry, working with clients in various sectors. His expertise includes financial planning, portfolio management for businesses and individuals, and educational seminars. William has previously held positions with SA Stone Wealth Management Inc. and Quest Capital Strategies, Inc., giving him a broad perspective on the financial landscape. William W. Peng provides customized advice and tailored solutions to ensure clients' financial goals are achieved.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/06/2020 - Present
Capital Markets IQ, LLC (ARLINGTON TX)
MA
12/06/2019 - 08/21/2020
SA STONE WEALTH MANAGEMENT INC. (Sudbury MA)
CA
03/21/2018 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
01/23/2013 - 04/04/2016
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MA
07/12/2010 - 03/09/2011
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
BOTH
Issued 08/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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