Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ho is a financial advisor with Raymond James & Associates, Inc. William has been in the financial services industry since 2012 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. William is a Certified Financial Planner and a Chartered Financial Consultant, and holds the Series 7, 6, and 63 securities licenses as well as the Series 65 investment advisor license. William is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/15/2024 - Present
Raymond James & Associates, Inc. (AUSTIN TX)
TX
09/27/2022 - 04/16/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
OH
12/26/2019 - 08/05/2022
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
06/01/2018 - 11/25/2019
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
05/01/2015 - 05/18/2018
PARK AVENUE SECURITIES LLC (COLUMBUS OH)
OH
06/26/2012 - 04/23/2015
NYLIFE SECURITIES LLC (DUBLIN OH)
IA
Issued 06/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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