Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Volker is a securities professional with over 6 years of experience in the financial services industry. William is currently registered with Cowen AND Co. in Red Bank, NJ. Previously, William worked at COWEN EXECUTION SERVICES LLC. William holds Series 7, Series 57, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/31/2017 - Present
Cowen AND Co. (Red Bank NJ)
NY
09/19/2016 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2016
Series 57 - Securities Trader Exam
BC
Issued 09/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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