linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Vincent Griffo

BGC Financial, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Vincent Griffo

William Vincent Griffo is a securities professional with over 29 years of experience in the financial services industry. William has held positions with several prominent firms including Sanwa Securities (USA) CO., L.P., Sanwa Universal Securities Co., Aubrey G. Lanston & Co., Inc., Dresdner Securities (USA) Inc., GFI Group, Inc., and Yamaichi International (America) Inc. Currently, William is an active broker with BGC Financial, LP, where he is registered with FINRA and the states of California, Florida, and New York.

Firm Information

William Griffo is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Griffo’s Registration & Firm History

NY

05/10/1999 - Present

BGC Financial, LP (NEW YORK NY)

NY

07/07/1998 - 07/10/1998

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

NY

07/07/1998 - 07/10/1998

SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)

NY

11/19/1996 - 06/03/1998

AUBREY G. LANSTON & CO., INC. (NEW YORK NY)

NY

03/16/1995 - 10/25/1996

DRESDNER SECURITIES (USA) INC. (NEW YORK NY)

NY

02/06/1995 - 02/28/1995

GFI GROUP, INC. (NEW YORK NY)

NY

09/07/1993 - 12/20/1994

YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)

Not sure if William Vincent Griffo is right for you?

Licenses & Designations

BC

Issued 09/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Vincent Griffo.
Not sure if William Vincent Griffo is right for you?