Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Vaughn Groves has been in the financial services industry since June 3, 1999. William is currently registered with Avantax Advisory Services and holds a Series 7, Series 31, and SIE license. William has previously worked with 1st Global Capital Corp. and Signator Investors, Inc. William is registered in 15 states, including Oregon, Texas, and California. William's areas of specialization include retirement planning, estate planning, college savings, insurance planning, and investment planning. William is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
OR
10/25/2019 - Present
Avantax Advisory Services (Beaverton OR)
OR
03/11/2003 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (BEAVERTON OR)
MA
09/23/2002 - 04/14/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
06/04/1999 - 10/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/11/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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