Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Tyler Mullin is a financial advisor with Vigilant Distributors, LLC. William has been in the industry since November 2010 and has a wide range of experience in the financial services industry. William is registered with FINRA and holds Series 3, SIE, Series 55 and Series 7 licenses. William has previously held positions at Foreside Fund Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/05/2023 - Present
Vigilant Distributors, LLC (NEW YORK NY)
NY
03/27/2019 - 12/31/2022
FORESIDE FUND SERVICES, LLC (New York NY)
NY
06/08/2017 - 03/19/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/05/2010 - 08/19/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/20/2009 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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