Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Tudor Mindroiu is a financial advisor with over 4 years of experience in the financial services industry. William is currently registered with Raymond James & Associates, Inc., and has held previous roles with RAYMOND JAMES FINANCIAL SERVICES, INC. and TRANSAMERICA CAPITAL, INC. William holds Series 6, 7, 99 and 63 licenses. William is a licensed advisor in the state of Michigan. William specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/29/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
10/06/2021 - 10/11/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CO
02/26/2021 - 07/15/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MI
05/24/2019 - 09/18/2020
J.P. MORGAN SECURITIES LLC (HUNTINGTON WOODS MI)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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