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William Tsotsos

Prudential Investment Management Services LLC

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About William Tsotsos

William Tsotsos is a financial advisor with Prudential Investment Management Services LLC, a firm that is not in scope for Investment Advisor Representative (IAR) registration. William Tsotsos has been working in the securities industry for over 200 days. William Tsotsos is registered with FINRA and holds the Series 7TO and SIE exams. William Tsotsos is registered with Prudential Investment Management Services LLC. William Tsotsos is located at 655 Broad Street, Prudential Tower, Newark, NJ 07102. William Tsotsos joined Prudential Investment Management Services LLC in August 2022.

Firm Information

William Tsotsos is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Tsotsos’s Registration & Firm History

NJ

08/18/2022 - Present

Prudential Investment Management Services LLC (Newark NJ)

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Licenses & Designations

BC

Issued 08/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Tsotsos.
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