Unclaimed
William Tsotsos is a financial advisor with Prudential Investment Management Services LLC, a firm that is not in scope for Investment Advisor Representative (IAR) registration. William Tsotsos has been working in the securities industry for over 200 days. William Tsotsos is registered with FINRA and holds the Series 7TO and SIE exams. William Tsotsos is registered with Prudential Investment Management Services LLC. William Tsotsos is located at 655 Broad Street, Prudential Tower, Newark, NJ 07102. William Tsotsos joined Prudential Investment Management Services LLC in August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/18/2022 - Present
Prudential Investment Management Services LLC (Newark NJ)
BC
Issued 08/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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