Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Trent Ridd is a financial advisor currently registered with Raymond James & Associates, Inc. William has been in the financial industry since 1983. William has a variety of experience including investment advisory, financial planning, portfolio management for individuals, and portfolio management for businesses. Previously, William was employed by UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/03/2016 - Present
Raymond James & Associates, Inc. (COTTONWOOD HEIGHTS UT)
UT
10/29/1999 - 02/12/2016
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
02/26/1993 - 11/10/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MN
08/11/1986 - 03/09/1993
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
09/20/1983 - 08/29/1986
BOETTCHER & COMPANY, INC.
NA
07/01/1983 - 10/08/1983
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
IA
Issued 09/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/27/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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