Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Travis Tresca is a financial advisor with UBS Financial Services Inc. William Tresca has been in the financial services industry for over 12 years. William Tresca is registered with the state of Louisiana and has also held several positions with other firms. William Tresca holds licenses in Securities Industry Essentials Examination, General Securities Representative Examination, Futures Managed Funds Examination, and General Securities Sales Supervisor - General Module Examination, as well as General Securities Sales Supervisor - Options Module Examination. William Tresca is an active member of the Rotary Club of New Orleans and Playworks Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
05/24/2016 - Present
UBS Financial Services Inc. (NEW ORLEANS LA)
BOTH
Issued 01/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Tresca is the right advisor for you? Invested Better is here to help.
