Unclaimed
William Travis Barrett is a financial professional with over 17 years of experience in the financial services industry. William has a strong background in investment management and securities trading. William is currently registered with Deutsche Bank Securities Inc. William has a broad range of experience in the financial services industry, having previously held positions at Scottrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is a highly qualified professional with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
08/21/2018 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
03/06/2006 - 03/07/2018
SCOTTRADE, INC. (JACKSONVILLE FL)
NY
11/17/2000 - 02/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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