Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Todd West is a financial advisor with over 30 years of experience in the financial services industry. William is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Prior to that, William was with Citigroup Global Markets Inc. from July 1993 to June 2006 and Lehman Brothers Inc. from January 1989 to July 1993. William specializes in providing investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals. William is also registered as an investment advisor in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
05/19/2006 - Present
Wells Fargo Clearing Services, LLC (VIRGINIA BEACH VA)
VA
07/31/1993 - 06/02/2006
CITIGROUP GLOBAL MARKETS INC. (VIRGINIA BEACH VA)
NY
01/24/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/16/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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