Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wahl has been in the financial industry since 1991. William is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 2006. Previously, William worked with Wachovia Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Prudential Securities Incorporated, and Hibbard Brown & Co., Inc. William holds Series 7, Series 31, Series 63, and Series 65 licenses. William also holds the Securities Industry Essentials Examination (SIE). William is licensed to provide securities advice in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/18/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHESTERFIELD MO)
MO
11/23/1998 - 10/18/2006
WACHOVIA SECURITIES, LLC (ST LOUIS MO)
MO
07/30/1991 - 12/11/1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
07/22/1991 - 08/07/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/1991 - 06/26/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 03/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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