Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Swenson is an active Registered Investment Advisor (IA) and Broker-Dealer (BD) with over 24 years of experience in the financial services industry. William is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Massachusetts, and has also worked for Putnam Retail Management Limited Partnership, State Street Research Investment Services, Inc., John Hancock Funds, Inc., and Pioneer Funds Distributor, Inc. William holds the Series 6, 7, 63, and 65 securities licenses and is a SIE exam graduate. William specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
06/25/2007 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CAMBRIDGE MA)
MA
02/07/2003 - 08/16/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
04/09/2001 - 01/21/2003
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
04/18/2000 - 03/15/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
05/14/1998 - 02/28/2000
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
IA
Issued 06/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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