Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Frey is a financial professional with over 29 years of experience in the industry. William is currently registered with Wells Fargo Clearing Services, LLC, and is active in both Broker-Dealer and Investment Advisor capacities in Oregon and Texas. William has previously held positions with RBC Capital Markets, LLC and DAIN RAUSCHER INCORPORATED. William has a strong track record of providing financial planning and investment management services to a variety of clients, including individuals, families, and businesses. William holds a variety of licenses and certifications, including Series 7, Series 31, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
02/16/2018 - Present
Wells Fargo Clearing Services, LLC (LAKE OSWEGO OR)
OR
03/02/1998 - 02/27/2018
RBC CAPITAL MARKETS, LLC (PORTLAND OR)
NA
05/11/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BOTH
Issued 07/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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