Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Candee is a financial professional with over 20 years of experience in the financial services industry. William currently works at Piper Sandler & Co. and is a registered representative in 14 states. William has a deep understanding of the financial markets and specializes in providing investment advice to state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/03/2020 - Present
Piper Sandler & Co. (Greenwich CT)
NY
09/22/2011 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
04/29/2010 - 09/21/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
08/18/2008 - 03/22/2010
ICP SECURITIES LLC (NEW YORK NY)
NY
07/10/2000 - 04/25/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
WI
08/12/1999 - 04/28/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 05/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/05/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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