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William Tipton Rhodes

Prudential Annuities Distributors, Inc.

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About William Tipton Rhodes

William Tipton Rhodes is a financial professional who has been in the industry since October 2011. William Rhodes holds a Series 6, Series 63, and SIE licenses. William Rhodes is registered in Connecticut and is currently employed by Prudential Annuities Distributors, Inc..

Firm Information

William Rhodes is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Rhodes’s Registration & Firm History

CT

10/07/2011 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

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Licenses & Designations

BC

Issued 11/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Tipton Rhodes.
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