Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thurman McLaughlin is a financial advisor registered with Fidelity Personal And Workplace Advisors in SAN ANTONIO, TX. William has been in the industry since 2017. William has Series 7TO, SIE, and Series 6 licenses. William has a State Exam Category with Series 66 and Series 63 licenses. William also has registration in all 50 states for both broker-dealer and investment advisor roles. William has previous experience with B. RILEY WEALTH MANAGEMENT and NATIONAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/15/2023 - Present
Fidelity Personal AND Workplace Advisors (SAN ANTONIO TX)
TX
07/22/2022 - 01/11/2023
B. RILEY WEALTH MANAGEMENT (BOERNE TX)
TX
03/02/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOERNE TX)
TX
09/27/2017 - 01/14/2020
NYLIFE SECURITIES LLC (SAN ANTONIO TX)
BOTH
Issued 03/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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