Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thorman is a financial advisor with over 8 years of experience in the financial services industry. William has a strong understanding of the investment markets and specializes in providing financial planning and investment management services for individuals and businesses. Currently, William is a Registered Representative with Osaic FA, Inc. He also holds several industry licenses including the Series 66, Series 7, Series 3 and Series 30. William is committed to helping his clients achieve their financial goals and providing them with the personalized attention they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/04/2024 - Present
Osaic FA, Inc. (CHICAGO IL)
TX
05/25/2016 - 08/07/2017
MICROVENTURE MARKETPLACE INC. (AUSTIN TX)
TX
01/05/2016 - 05/18/2016
OPTIONSXPRESS, INC. (AUSTIN TX)
BOTH
Issued 08/16/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/20/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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