Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wood is a financial advisor with Lion Street Financial, LLC. William has been in the financial services industry since 1983. William is licensed to sell securities in Alabama, Florida, South Carolina, and Texas. William is also registered with FINRA. Prior to joining Lion Street Financial, William worked at Inverness Securities, LLC, FNBB Capital Markets, LLC, Valued Financial, and M Holdings Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
01/03/2019 - Present
Lion Street Financial, LLC (MOUNTAIN BROOKS AL)
OH
04/18/2017 - 12/31/2018
INVERNESS SECURITIES, LLC (CLEVELAND OH)
AL
02/03/2011 - 03/06/2017
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AL
08/25/2010 - 01/28/2011
VALUED FINANCIAL (BIRMINGHAM AL)
AL
05/30/2007 - 08/20/2010
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AL
01/14/2005 - 05/25/2007
M HOLDINGS SECURITIES, INC. (BIRMINGHAM AL)
AL
09/26/1983 - 11/16/2006
NEW ENGLAND SECURITIES (BIRMINGHAM AL)
BC
Issued 04/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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