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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thomas Walker is a financial advisor at D.a. Davidson & Co., with over 17 years of experience in the financial services industry. William Thomas Walker provides financial planning, portfolio management and educational seminars for individuals, businesses, charitable organizations and pension plans. William Thomas Walker is registered to provide financial advice in North Carolina. Previous firms William Thomas Walker was affiliated with include LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC. and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
08/01/2022 - Present
D.a. Davidson & Co. (GREAT FALLS MT)
SC
08/15/2008 - 08/17/2022
LPL FINANCIAL LLC (FORT MILL SC)
NC
05/11/2011 - 11/15/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
10/02/2006 - 08/05/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
10/14/2005 - 08/28/2006
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
BOTH
Issued 01/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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