Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Toner is a financial advisor who has been in the industry since 1986. William is currently registered with Osaic Wealth, Inc. in California. William has a wide range of experience working with clients in a variety of areas, including financial planning, pension consulting, and portfolio management. William is also a Certified Financial Planner. William has previously worked with SAGEPOINT FINANCIAL, INC., PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, FAM DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, EATON VANCE DISTRIBUTORS, INC., PRUDENTIAL SECURITIES INCORPORATED, and SHEARSON LEHMAN HUTTON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (NEWPORT BEACH CA)
CA
03/21/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (NEWPORT BEACH CA)
CA
02/14/2011 - 04/11/2017
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
NY
06/08/2006 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
05/12/2000 - 06/07/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/05/1995 - 09/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
04/08/1992 - 04/20/1995
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NY
01/16/1990 - 04/03/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/14/1988 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/19/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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