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William Thomas St. pierre

CTC, LLC

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About William Thomas St. pierre

William Thomas St. pierre is a registered representative with CTC, LLC. William St. pierre is a licensed securities trader and holds the Series 57TO and SIE licenses. William St. pierre has been in the securities industry since January 23, 2020.

Firm Information

William St. pierre is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William St. pierre’s Registration & Firm History

IL

01/24/2020 - Present

CTC, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/24/2020

Series 57TO - Securities Trader Exam

BC

Issued 11/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for William Thomas St. pierre.
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