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William Thomas Prosser

Valic Financial Advisors, Inc.

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About William Thomas Prosser

William Thomas Prosser is an investment advisor representative registered with Valic Financial Advisors, Inc. William Thomas Prosser has been in the industry for over 20 years and is registered in 20 states. William Thomas Prosser is licensed to provide securities and investment advisory services. William Thomas Prosser has experience working with various types of clients, including high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. William Thomas Prosser also has experience with VANGUARD MARKETING CORPORATION and A. G. EDWARDS & SONS, INC.. William Thomas Prosser has been involved in other businesses that are not investment-related.

Firm Information

William Prosser is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Prosser’s Registration & Firm History

AZ

12/16/2022 - Present

Valic Financial Advisors, Inc. (PHOENIX AZ)

PA

10/07/2002 - 02/08/2005

VANGUARD MARKETING CORPORATION (MALVERN PA)

MO

09/07/2001 - 09/27/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 09/23/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/04/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/18/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Thomas Prosser.
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