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William Thomas Orlando

Wells Fargo Clearing Services, LLC

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About William Thomas Orlando

William Thomas Orlando is a registered representative with Wells Fargo Clearing Services, LLC. William Orlando has been in the securities industry since September 10, 1988. William Orlando has been registered with Wells Fargo Clearing Services, LLC since October 1, 2000. Prior to joining Wells Fargo Clearing Services, LLC, William Orlando was employed by FIRST UNION BROKERAGE SERVICES, INC., DOMINION INVESTMENT BANKING, INC., LIBERTY SECURITIES CORPORATION, LEGG MASON WOOD WALKER, INCORPORATED and LEGG MASON MASTEN INC.

Firm Information

William Orlando is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Orlando’s Registration & Firm History

VA

10/01/2000 - Present

Wells Fargo Clearing Services, LLC (MCLEAN VA)

NC

05/28/1993 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NA

07/01/1992 - 05/28/1993

DOMINION INVESTMENT BANKING, INC.

NY

08/15/1991 - 06/24/1992

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

11/03/1987 - 07/27/1989

LEGG MASON WOOD WALKER, INCORPORATED

MD

08/19/1986 - 07/27/1989

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

10/30/1987 - 11/04/1987

LEGG MASON MASTEN INC.

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Licenses & Designations

BC

Issued 05/28/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/30/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/11/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/11/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for William Thomas Orlando. Review regulatory record here.
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